Another Successful STALA Speaker Series Event

Another great night for the STALA Speaker Series.  Eric Noll, CEO and President of Convergex spoke to a group of approximately 40 financial industry professionals on a wide range of topics from DOL, The Tick Pilot Program and market structure.  The Q/A that followed was engaging and just as informative!  The Tick Pilot report was a few weeks back.  The DOL was front page news last week.  STALA brought it to you “up-to-the-minute”! The STALA board would like express our tremendous gratitude and thanks to Eric Noll for taking the time out of his schedule to speak to STALA on such short notice and for a great presentation! Thanks Eric!

Our next Speaker Series will be in early May.  We are lining up a speaker on “Regulation A” of the Dodd-Frank Bill and the “Jobs Act”, and its impact in investment banking and smaller companies ability to raise capital in the public markets.  If you have an idea for the Speaker Series, please let us know.

Also, do not forget to sign up for the 2017 STALA conference, March 24-26 at La Quinta.


Please join guest speaker and market structure expert, Convergex CEO, Eric Noll, for an interactive
and insightful discussion regarding the Tick Size Pilot Program and DOL ruling associated with the current political environment. Your questions and opinions are encouraged for this exclusive event!

Tuesday, February 7
4:00-6:00 p.m.

The Standard Hotel Downtown LA
550 S. Flower Street at Sixth Street
os Angeles, CA  90071

This event was sponsored by