MiFID II – Are you Ready?

MiFID II – Are you Ready?

Join us for an afternoon with Tom Conigliaro, head of Brokerage and Research Services at IHS Markit, reveals the impact of MiFID II regulations around paying for research and what firms should be doing now to make sure they comply.

Thursday, June 1st
3:30 Reception

4:15  Presentation
Cocktails to follow the presentation
Los Angeles Athletic Club
431 W. 7th St.
Los Angeles 90014

Please use complimentary valet parking for this event.


About MiFID II

In 2004, the European Community adopted the first Market in Financial Instruments Directive (MiFID I), which aimed to create a single European market for investment services and activities. MiFID I mandated increased reporting, transparency and rules for business conduct and financial instruments. It took effect in November 2007.

Whereas MiFID I strove to create a single European equities trading market, MiFID II developed in response to the 2008 financial crisis. Adopted by the European Community in 2014, MiFID II will extend and reform the original MiFID framework to the non-equities markets: derivatives, foreign exchange, cash, commodities and fixed income assets. Trades of all equity and non-equity assets will be required to occur in open, transparent trading venues. Execution of MiFID II is slated for January 3, 2018.

What are the goals of MiFID II?

  • Improved, efficient market structure
  • Greater market fairness and transparency
  • Stronger investment protection
  • Reduced systemic financial risk
  • Level playing field for market participants

We would like to thank  our event sponsor

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Author: STALA

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