Raiders of the Lost Ark at the Hollywood Bowl  August 5
Jul10

Raiders of the Lost Ark at the Hollywood Bowl August 5

Join us at the Hollywood Bowl on Saturday, Aug 5th for the Raiders of the Lost Ark in concert.  The LA Philharmonic performs the score live while the film is shown in HD on the Bowl’s huge screen. You may bring your dinner or purchase one directly from the Bowl. We have picnic space reserved at the Camrose picnic area just outside of the Bowl entrance on Highland Ave. If you would prefer to have the award-winning chefs at the...

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Seattle Security Traders Conference Aug. 10-12  in Seattle
Jun18

Seattle Security Traders Conference Aug. 10-12 in Seattle

Please join SSTA for the 2017 Seattle Security Traders Association conference. This year’s conference will be held on August 10th-12th in Downtown Seattle. The Seattle Conference has always been a successful conference with balanced representation from both the buy side and sell side. We expect another strong turnout, offering attendees an opportunity to meet with business associates, meet new ones and discuss the dynamically...

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MiFID II – Are you Ready?
May02

MiFID II – Are you Ready?

MiFID II – Are you Ready? Thank you to Tom Coniglario for a great breakdown of MiFidII.  In case you missed the event, here is a link to the brochure which breaks it down: MiFIDII-Brochure-0417 ———————————————-     About MiFID II In 2004, the European Community adopted the first Market in Financial Instruments Directive (MiFID I),...

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SEC to Take Charge of the Fiduciary Rule
Apr24

SEC to Take Charge of the Fiduciary Rule

(Washington) The back and forth over the fiduciary rule has been agonizing, but new comments from the SEC have just arrived like an earthquake. Almost two months ago the SEC’s chairman, Michael Piwowar, heavily criticized the DOL’s fiduciary rule, but on Friday he formally said that the SEC should be the one drafting rules over conflicts of interest and said he wanted to do so. Piwowar said the DOL’s rule wasn’t written to protect...

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A Note from the STALA President
Mar31

A Note from the STALA President

  We were once again blessed with great weather in the beautiful setting of the La Quinta Resort for the 82nd Annual STALA Conference.   We hope that all of you took advantage of the weekend to network, enjoy the surroundings, and maybe even relax a little!  Charlie Gasparino was excellent Saturday night, providing his unique insight to Wall Street and the world of politics and business, and his candid Q/A session was both...

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Charles Gasparino, FOX Business Network, Keynote Speaker at STALA Conference
Mar07

Charles Gasparino, FOX Business Network, Keynote Speaker at STALA Conference

We are pleased to announce our keynote speaker for our conference, Charles Gasparino of FOX Business Network Charles Gasparino joined FOX Business Network (FBN) in February 2010 as Senior Correspondent. Gasparino provides on-air reporting throughout the business day for the network, covering the latest news from the financial world. Prior to joining FBN, Gasparino was an on-air editor for CNBC where he was responsible for breaking...

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