Congratulations to Our 2017 Bowling Champions
Oct12

Congratulations to Our 2017 Bowling Champions

Congratulations to our 2017 Bowling Champs! Tom Grafos, Jeff Martinez and Richard McKay and thank you to everyone who supported our fundraising efforts on behalf of the Northern California Fire Relief Fund.  We raised $475!         STALA Open Forum and Bowling Tournament Thursday, November 16 Lucky Strike LA Live 800 W. Olympic Blvd. Los Angeles  CA  90015 3:30 Speakers Forum 4:30 Bowling Tournament What’s...

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Wall Street Is Said Poised to Get Key SEC Reprieve on MiFID
Sep22

Wall Street Is Said Poised to Get Key SEC Reprieve on MiFID

Wall Street Is Said Poised to Get Key SEC Reprieve on MiFID (1) By Ben Bain (Bloomberg) — The U.S. Securities and Exchange Commission is preparing to give Wall Street a reprieve by telling financial firms they won’t have to overhaul their operations to comply with sweeping new European rules governing investment research, said three people familiar with the matter. By the end of the month, the SEC is expected to provide formal...

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2017 FINRA Small Firm Conference
Sep20

2017 FINRA Small Firm Conference

  2017 FINRA Small Firm Conference The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm issues with FINRA senior staff. FINRA Member Registration Non-FINRA Member Registration Download the 2017 Small Firm Conference Brochure Location Fairmont Miramar Hotel & Bungalows, Santa Monica 101 Wilshire Boulevard...

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STALA’s Annual  Conference March 23-25, 2018
Sep04

STALA’s Annual Conference March 23-25, 2018

  Mark your calendars for our conference  March 23-25, 2018   The Westin Mission Hills Golf Resort & Spa 71333 Dinah Shore Drive Rancho Mirage, CA  92770  For current weather conditions in Rancho Mirage, please click here Sponsor information coming soon...

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Free Webcasts: SEC webcast on Blockchain and Other Distributed Ledger Technology – Oct. 12
Sep02

Free Webcasts: SEC webcast on Blockchain and Other Distributed Ledger Technology – Oct. 12

SEC Webcast on Blockchain and Other Distributed Ledger Technology and Implications for Securities Markets.     The Webcast can be seen here:...

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Sponsorship Opportunities
Jan10

Sponsorship Opportunities

2017 Sponsor Plan STALA uses a “tombstone” format to list all sponsors. The level of visibility your firm receives depends upon the level of sponsorship chosen. These tombstones are on signage throughout the venue, and on the gifts given to all attendees. All participants in the syndicate will sponsor all events, and all sponsor names will be advertised at each function. Your payment must be received by March 5, 2017  in order to be...

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