Charles Gasparino, FOX Business Network, Keynote Speaker at STALA Conference
Mar07

Charles Gasparino, FOX Business Network, Keynote Speaker at STALA Conference

We are pleased to announce our keynote speaker for our conference, Charles Gasparino of FOX Business Network Charles Gasparino joined FOX Business Network (FBN) in February 2010 as Senior Correspondent. Gasparino provides on-air reporting throughout the business day for the network, covering the latest news from the financial world. Prior to joining FBN, Gasparino was an on-air editor for CNBC where he was responsible for breaking...

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Speaker Series – Eric Noll, President and Chief Executive Officer, Convergex Group
Jan27

Speaker Series – Eric Noll, President and Chief Executive Officer, Convergex Group

 Another Successful STALA Speaker Series Event Another great night for the STALA Speaker Series.  Eric Noll, CEO and President of Convergex spoke to a group of approximately 40 financial industry professionals on a wide range of topics from DOL, The Tick Pilot Program and market structure.  The Q/A that followed was engaging and just as informative!  The Tick Pilot report was a few weeks back.  The DOL was front page news last week. ...

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So What’s Wrong with Reg A?
Jan26

So What’s Wrong with Reg A?

This article was first published in the Fall 2016 edition of the MicroCap Review.  It is being republished here with the permission of the editor.  The original article can be viewed here.  On June 19, 2015 amendments to Regulation A commonly known as Regulation A+ became effective.  Since the adoption of the rules, there has been much fanfare.  The poster child for Regulation A+ is Elio Motors, a designer and manufacturer of a...

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SEC chimes in on DOL
Jan26

SEC chimes in on DOL

Printed with permission from FINSUM “Those hoping the fiduciary rule, which has been effectively frozen by Donald Trump, was headed for a speedy and clean end are going to be disappointed by this article. The CEO of FINRA, Robert Cook, warned yesterday that even if the DOL’s rule is killed, that his organization and the SEC could step in to the “fill the gap”. Under the Dodd-Frank Act of 2010, the SEC has the power to set its...

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Trump Freezes DOL Ruling
Jan24

Trump Freezes DOL Ruling

Posted with permission from FINSUM “After months of back and forth about whether Donald Trump would repeal or nullify the fiduciary rule, markets got their first hint of an answer. On Friday, new president Trump signed an order which froze all new regulations pending White House review. In doing so, Trump effectively froze and delayed the fiduciary rule, putting the DOL’s new centerpiece legislation in limbo. It is now unclear...

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STALA’s Annual  Conference
Jan05

STALA’s Annual Conference

STALA’s Conference Dates March 24-26, 2017  at the beautiful La Quinta Resort and Club. Just Announced our Keynote Speaker is Charles Gasparino, FOX Business News! We cannot guarantee room availability at this time.  Please call 847-673-2013 for the latest information.       La Quinta Resort and Club 49-499 Eisenhower Drive La Quinta, CA 92253    For current weather conditions at La Quinta, please click here...

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